Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

Duquesne Family Office's billionaire chief shed a trillion-dollar artificial intelligence (AI) stock in favor of a ...

President Donald Trump is moving to give the White House direct control of independent federal regulators such as the ...

Roundhill Investments has filed a proposed exchange-traded fund with the U.S. Securities and Exchange Commission (SEC) that ...

James Arthur McDonald Jr., 53, a frequent guest on CNBC financial news shows, ran investment businesses in LA and Redondo ...

Trump’s new executive order brings independent agencies under White House review, but now needs congressional backing to ...

The executive order doesn’t explicitly mention enforcement, but observers expect that the assertion of total authority over ...

No 13F is more anticipated than the one from Warren Buffett's company, Berkshire Hathaway, which has a roughly $300 billion ...

The order is the latest example of Trump’s embrace of a broad and controversial theory of executive power. The White House is ...

The cryptocurrency industry is emboldened, impatient and eager to cement its influence in politics and mainstream financial ...

Many oil and gas companies objected in March when the SEC required companies to disclose their greenhouse gas emissions in ...

"This announcement harkens back to the SEC’s traditional mission: investigating fraud and charging fraud that impacts ...