FTAdviser16m
FCA receives 292 whistleblowing reports in final quarter of 2024
The Financial Conduct Authority received 292 whistleblowing reports between October and December 2024, containing 852 ...
UK's FCA bans former Credit Suisse executives following US criminal convictions
Two former Credit Suisse managing directors have been banned from the UK financial services industry after they pleaded ...
Car finance scandal could see 'high volume' of drivers receive compensation
A record number of complaints about car finance have been filed, as the commissions scandal continues to rumble on.
Ex-Credit Suisse Bankers Banned in UK for Tuna-Bond Scandal Role
The UK’s financial sector regulator banned two former senior bankers at Credit Suisse Group, who pleaded guilty in the US to ...
FTAdviser6h
Advisers Nelson and Stephens charged over alleged £2mn fraud
The Financial Conduct Authority has charged two people associated with Nexus Independent Financial Advisers with fraud, ...
Surge in complaints about motor finance commission seen by ombudsman service
The Financial Ombudsman Service said it received 68,430 complaints in general between October and December 2024, and ...
Consumer Financial Protection Bureau’s financial firm oversight still blocked, email says
In an email, a top official in the CFPB's division of supervision said senior officials had confirmed that supervisory work ...
JD Supra20h
New Year, Similar Concerns: The FCA's 2025 Priorities for UK Private Fund Managers
On 26 February 2025, the Financial Conduct Authority (FCA) published a portfolio letter (Letter) explaining its supervision priorities for the ...
Ex-Barclays CEO Staley didn’t mislead UK watchdog about Epstein, lawyer says
Former Barclays boss Jes Staley did not mislead the UK’s financial watchdog over his relationship with disgraced financier Jeffrey Epstein, Staley’s lawyers said on Monday at the start ...